-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bh4C6cTUxDy+L9zkr0ofQmGY6Ivm6nLufQNUJpwNJVYn1S1NFxNcaN72m2i3UXcW dwyXyPmh9izAUUMJkRrhNQ== 0000921895-08-000421.txt : 20080211 0000921895-08-000421.hdr.sgml : 20080211 20080211162956 ACCESSION NUMBER: 0000921895-08-000421 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080211 DATE AS OF CHANGE: 20080211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIRVA INC CENTRAL INDEX KEY: 0001181232 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 522070058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79576 FILM NUMBER: 08593857 BUSINESS ADDRESS: STREET 1: 700 OAKMONT LANE CITY: WESTMONT STATE: IL ZIP: 60559 BUSINESS PHONE: 6304684743 MAIL ADDRESS: STREET 1: 700 OAKMONT LANE CITY: WESTMONT STATE: IL ZIP: 60559 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MLF INVESTMENTS LLC CENTRAL INDEX KEY: 0001162627 IRS NUMBER: 593755675 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 455 N INDIAN ROCKS ROAD STREET 2: SUITE B CITY: BELLEAIR BLUFFS STATE: FL ZIP: 33770 BUSINESS PHONE: 727 450 4950 MAIL ADDRESS: STREET 1: 455 N INDIAN ROCKS ROAD STREET 2: SUITE B CITY: BELLEAIR BLUFFS STATE: FL ZIP: 33770 SC 13D/A 1 sc13da705327006_02062008.htm sc13da705327006_02062008.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D
(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)

(Amendment No.  7)1

Sirva, Inc.
(Name of Issuer)

Common Stock, $0.01 par value
(Title of Class of Securities)

82967Y104
(CUSIP Number)

STEVEN WOLOSKY, ESQ.
OLSHAN GRUNDMAN FROME ROSENZWEIG & WOLOSKY LLP
Park Avenue Tower
65 East 55th Street
New York, New York 10022
(212) 451-2300
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

February 6, 2008
(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See § 240.13d-7 for other parties to whom copies are to be sent.


_______________
1              The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP NO. 82967Y104

 
1
NAME OF REPORTING PERSON
 
MLF INVESTMENTS, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
 
AF, OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
 
¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
DELAWARE
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
- 0 -
8
SHARED VOTING POWER
 
5,358,965 shares (1)
9
SOLE DISPOSITIVE POWER
 
- 0 -
10
SHARED DISPOSITIVE POWER
 
5,358,965 shares (1)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,358,965 shares (1)
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
 
¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
6.6%
14
TYPE OF REPORTING PERSON
 
OO
 
(1)  Includes 4,795,666 and 204,333 shares of common stock issuable upon conversion of the 8% convertible perpetual preferred stock of the Issuer held by MLF Offshore Portfolio Company, L.P. and MLF Partners 100, L.P., respectively.

 
2

CUSIP NO. 82967Y104
 
1
NAME OF REPORTING PERSON
 
MLF OFFSHORE PORTFOLIO COMPANY, L.P.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
 
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
 
¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
CAYMAN ISLANDS
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
- 0 -
8
SHARED VOTING POWER
 
5,145,207 shares (1)
9
SOLE DISPOSITIVE POWER
 
- 0 -
10
SHARED DISPOSITIVE POWER
 
5,145,207 shares (1)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,145,207 shares (1)
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
 
¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
6.4%
14
TYPE OF REPORTING PERSON
 
PN
 
(1)  Includes 4,795,666 shares of common stock issuable upon conversion of the 8% convertible perpetual preferred stock of the Issuer held by MLF Offshore Portfolio Company, L.P.
 
3

CUSIP NO. 82967Y104
 
1
NAME OF REPORTING PERSON
 
MLF CAYMAN GP, LTD.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
 
AF, OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
 
¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
CAYMAN ISLANDS
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
- 0 -
8
SHARED VOTING POWER
 
5,145,207 shares (1)
9
SOLE DISPOSITIVE POWER
 
- 0 -
10
SHARED DISPOSITIVE POWER
 
5,145,207 shares (1)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,145,207 shares (1)
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
 
¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
6.4%
14
TYPE OF REPORTING PERSON
 
CO
 
(1)  Includes 4,795,666 shares of common stock issuable upon conversion of the 8% convertible perpetual preferred stock of the Issuer held by MLF Offshore Portfolio Company, L.P.

 
4

CUSIP NO. 82967Y104
 
1
NAME OF REPORTING PERSON
 
MLF PARTNERS 100, L.P.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
 
OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
 
¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
DELAWARE
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
- 0 -
8
SHARED VOTING POWER
 
213,758 shares (1)
9
SOLE DISPOSITIVE POWER
 
- 0 -
10
SHARED DISPOSITIVE POWER
 
213,758 shares (1)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
213,758 shares (1)
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
 
¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
Less than 1%
14
TYPE OF REPORTING PERSON
 
PN
 
(1)  Includes 204,333 shares of common stock issuable upon conversion of the 8% convertible perpetual preferred stock of the Issuer held by MLF Partners 100, L.P.
 
5

CUSIP NO. 82967Y104
 
1
NAME OF REPORTING PERSON
 
MLF CAPITAL MANAGEMENT, L.P.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
 
AF, OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
 
¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
DELAWARE
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
- 0 -
8
SHARED VOTING POWER
 
5,358,965 shares (1)
9
SOLE DISPOSITIVE POWER
 
- 0 -
10
SHARED DISPOSITIVE POWER
 
5,358,965 shares (1)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,358,965 shares (1)
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
 
¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
6.6%
14
TYPE OF REPORTING PERSON
 
PN
 
(1)  Includes 4,795,666 and 204,333 shares of common stock issuable upon conversion of the 8% convertible perpetual preferred stock of the Issuer held by MLF Offshore Portfolio Company, L.P. and MLF Partners 100, L.P., respectively.
 
6

CUSIP NO. 82967Y104
 
1
NAME OF REPORTING PERSON
 
MLF HOLDINGS, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
 
AF, OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
 
¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
DELAWARE
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
- 0 -
8
SHARED VOTING POWER
 
5,358,965 shares (1)
9
SOLE DISPOSITIVE POWER
 
- 0 -
10
SHARED DISPOSITIVE POWER
 
5,358,965 shares (1)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,358,965 shares (1)
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
 
¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
6.6%
14
TYPE OF REPORTING PERSON
 
OO
 
(1)  Includes 4,795,666 and 204,333 shares of common stock issuable upon conversion of the 8% convertible perpetual preferred stock of the Issuer held by MLF Offshore Portfolio Company, L.P. and MLF Partners 100, L.P., respectively.

 
7

CUSIP NO. 82967Y104
 
 
1
NAME OF REPORTING PERSON
 
MATTHEW L. FESHBACH
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
SOURCE OF FUNDS
 
AF, OO
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
 
¨
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
USA
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7
SOLE VOTING POWER
 
- 0 -
8
SHARED VOTING POWER
 
5,358,965 shares (1)
9
SOLE DISPOSITIVE POWER
 
- 0 -
10
SHARED DISPOSITIVE POWER
 
5,358,965 shares (1)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,358,965 shares (1)
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
 
¨
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
6.6%
14
TYPE OF REPORTING PERSON
 
IN
 
(1)  Includes 4,795,666 and 204,333 shares of common stock issuable upon conversion of the 8% convertible perpetual preferred stock of the Issuer held by MLF Offshore Portfolio Company, L.P. and MLF Partners 100, L.P., respectively.

 
8

CUSIP NO. 82967Y104
 
The following constitutes Amendment No. 7 (“Amendment No. 7”) to the Schedule 13D filed by the undersigned (the “Schedule 13D”).  This Amendment No. 7 amends the Schedule 13D as specifically set forth.
 
Item 3 is hereby amended and restated to read as follows:
 
Item 3.
Source and Amount of Funds or Other Consideration.
 
As of February 8, 2008, MLF Offshore beneficially owned 349,541 Shares and 4,795,666 Shares issuable upon conversion of the 8% convertible perpetual preferred stock (the “Convertible Preferred Stock”).  The aggregate costs of such Shares and Convertible Preferred Stock is $403,370 and $14,387,348, respectively. The funds used to purchase such Shares and Convertible Preferred Stock came from the working capital of MLF Offshore.
 
As of February 8, 2008, MLF Partners 100 beneficially owned 9,425 Shares and Convertible Preferred Stock convertible into an additional 204,333 Shares.  The aggregate costs of such Shares and Convertible Preferred Stock is $10,876 and $612,652, respectively. The funds used to purchase such Shares and Convertible Preferred Stock came from the working capital of MLF Partners 100.
 
Items 5(a) and (b) are hereby amended in their entirety as follows:
 
Item 5.
Interest in Securities of the Issuer.
 
(a)           The aggregate percentage of Shares reported owned by each person named herein is based upon 80,858,757 Shares, which is the sum of (i) the 75,858,757 Shares outstanding as of November 1, 2007, as reported in the Issuer's Quarterly Report on Form 10-Q, as filed with the Securities and Exchange Commission on November 9, 2007 and (ii) the 5,000,000 Shares issuable to MLF Offshore and MLF Partners 100 upon the conversion of the Convertible Preferred Stock.
 
As of the close of business on February 8, 2008, (i) each of Mr. Feshbach, MLFI, MLF Holdings, and MLF Capital beneficially owned 5,358,965 Shares (including 4,795,666 Shares and 204,333 Shares issuable upon the conversion of Convertible Preferred Stock held by MLF Offshore and MLF Partners 100, respectively), constituting approximately 6.6% of the Shares outstanding, (iii) each of MLF Offshore and MLF Cayman beneficially owned 5,145,207 Shares (including 4,795,666 Shares issuable upon the conversion of Convertible Preferred Stock held by MLF Offshore convertible within 60 days of the date hereto), constituting approximately 6.4% of the Shares outstanding, and (iv) MLF Partners 100 beneficially owned 213,758 Shares (including 204,333 Shares issuable upon the conversion of Convertible Preferred Stock held by MLF Partners 100 convertible within 60 days of the date hereto), constituting less than one percent of the Shares outstanding.
 
(b)           Each of Mr. Feshbach, MLFI, MLF Holdings, MLF Capital and Mr. Feshbach shares the power to vote and dispose or to direct the vote and disposition of 5,358,965 Shares, or 6.6% of the Shares outstanding.
 
Each of MLF Offshore and MLF Cayman shares the power to vote and dispose or to direct the vote and disposition of 5,145,207 Shares, or 6.4% of the Shares outstanding.  MLF Partners 100 shares the power to vote and dispose or to direct the vote and disposition of 213,758 Shares, or less than one percent of the Shares outstanding.
 
Item 5(c) is hereby amended to add the following:
 
(c)           Schedule A annexed hereto lists all transactions in the Shares by the Reporting Persons during the past 60 days.  All of such transactions were effected in the open market.
 
 
9

CUSIP NO. 82967Y104
 
SIGNATURES
 
After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
 
Dated: February 11, 2008
MLF INVESTMENTS, LLC
   
 
By:
/s/ Matthew L. Feshbach 
   
Name: Matthew L. Feshbach
   
Title: Managing Member
 
 
 
MLF OFFSHORE PORTFOLIO COMPANY, L.P.
   
 
By:
MLF Cayman GP, Ltd.
   
Title: General Partner
     
 
By:
MLF Capital Management, L.P.
   
Sole shareholder
     
 
By:
MLF Holdings, LLC
   
General Partner
     
 
By:
/s/ Matthew L. Feshbach 
   
Name:  Matthew L. Feshbach
   
Title: Managing Member

 
 
MLF CAYMAN GP, LTD.
   
 
By:
MLF Capital Management, L.P.
   
Sole shareholder
     
 
By:
MLF Holdings, LLC
   
General Partner
     
 
By:
/s/ Matthew L. Feshbach 
   
Name:  Matthew L. Feshbach
   
Title:  Managing Member

 
 
MLF CAPITAL MANAGEMENT, L.P.
   
 
By:
MLF Holdings, LLC
   
General Partner
     
 
By:
/s/ Matthew L. Feshbach 
   
Name:  Matthew L. Feshbach
   
Title: Managing Member
 
 
10

CUSIP NO. 82967Y104

 
 
MLF HOLDINGS, LLC
   
 
By:
/s/ Matthew L. Feshbach 
   
Name:  Matthew L. Feshbach
   
Title: Managing Member

 
 
MLF PARTNERS 100, L.P.
   
 
By:
MLF Capital Management, L.P.
   
Title:  General Partner
     
 
By:
MLF Holdings, LLC
   
Title:  General Partner
     
 
By:
/s/ Matthew L. Feshbach 
   
Name:  Matthew L. Feshbach
   
Title:  Managing Member

 
   
  /s/ Matthew L. Feshbach 
 
MATTHEW L. FESHBACH
 
 
11

CUSIP NO. 82967Y104
 
SCHEDULE A

Transactions in the Shares During the Past 60 Days

Shares of Common Stock
(Sold)
Price Per
Share($)
Date of
Sale

MLF OFFSHORE PORTFOLIO COMPANY, L.P.

(2,206,107)
 
0.0197
02/06/08
(1,934,564)
 
0.0123
02/07/08
(2,671,307)
 
0.0063
02/08/08

MLF PARTNERS 100, L.P.

(93,893)
 
0.0197
02/06/08
(82,336)
 
0.0123
02/07/08
(113,693)
 
0.0063
02/08/08

 
12

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